Key Questions to Ask

1. How is the professional or firm compensated?
2. What is the education and experience of the investment professional?
3. How many people will be involved with my account?
4. What is the firm's investment style?
5. What communication can be expected?
6. Where are the assets custodied?
7. What process is in place to insure that money is invested according to my wishes?
8. Personal fit- do you feel comfortable with the person handling your money?
9. Explain the account mechanics?
10. Performance reporting- how often and in what detail?
11. Are referrals available from current clients?